distribution to unitholders;(4) Permitting an application to be made for an extension of the offer for sale of trust units by another six months, which is the same as an offer for sale period of securities
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of
services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
principle, which contain the following essences: 1. revising the PVD Act to address the growing demand for pooled funds: Employers and employees shall have a mutual agreement that allows employees
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
Caravan to Provincial Areas project to Khon Kaen, as per the resolution of SEC Board Meeting No. 6/2019 on 6 June 2019, which approved the establishment of SEC Caravan to Provincial Areas project.On this
diversify their services more efficiently.”In any case, to provide any of the two services above, intermediaries have to make an agreement with their clients regarding portfolio advisory with execution or
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to