planning whereby securities brokers and derivatives agents would be allowed to offer services on asset allocation and investment planning in the forms of program trading and portfolio advisory with
) Philippines, and starts with providing analysis and advice on securities not having complex characteristics, such as stock, bonds, mutual fund, collective investment schemes (CIS) and real estate investment
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
Bangkok, June 10, 2014 - The SEC suspended two capital investment consultants, namely {A} and {C}, and a securities investment consultant {B} for trading securities on behalf of the client and
poobit investment public company limited : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2021)
Facebook page Investment, profit : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook Page ชื่อ Good investment : Unlicensed securities and derivatives business (Disclosure Date : 01/03/2024)
LINE Official Account "Investment service" : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2022)