audit reports to be more appropriate for the risk level of small business operators and low-risk operators, with measures that allow the SEC to monitor the business operators’ risks in the event of
on such technology for customer communication and service regarding securities and derivatives business. The draft regulations would be imposed on both existing and new operating business providers
Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to
Guidelines, which cover the following key points: (1) To reduce the submission frequency of IT audit reports suitable for the risk level of small business operators and low-risk business operators to every
services provided by DA operators for their risk assessment and decision making, since digital assets are created on blockchain technology with storage in digital wallets, a means of storing different
accounting students, Faculty of Business Administration and Information Technology, the Rajamangala University of Technology Suvarnabhumi (RUS), with approximately 100 participants. This lecture was part of
In December 2021, the SEC conducted an earlier public hearing on the proposed amendments to the aforesaid Rules, the objective of which is to accommodate the use of technology to operate business in
diligence task related to either (1) Business (e.g., issuer information, business plans, digital token projects) or (2) Technology (e.g., source code in smart contracts or other mechanisms used in place of
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), participated and delivered the closing remarks at the annual academic seminar, ACMA Business Forum