have subscribed for those structured notes. Clause 10/11 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke the

have subscribed for those debt securities. Clause 13 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke a private

the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke a private placement of debt securities, as the case may be: (1) the Thai government

facts with respect to such lack of qualifications in support of its consideration. Clause 16 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not

any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke an offer for sale of a private placement of the debt securities, as the case may

suspicion of management mechanism in the following manners: 1. there is a possibility of unfair treatment of shareholders by improperly giving more benefits or an advantage to any group of shareholders over

account. In essence, this legislation stipulates that a receiving bank must carefully check the account number and account name of the recipient to ensure their accuracy. If any suspicion of misconduct

observation that could lead to suspicion of an abnormal transaction in the journal vouchers. However, an auditor did not provide the additional procedures to follow up the reason for these findings. For example

Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...

Information _____________ Clause 34 There shall be no reasonable suspicion demonstrating that: (1) the information disclosed [by an applicant] to the public [i] is incomplete or inadequate for investors to make