SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep
information, fund performance comparison in the same categories, and convenient access to services through innovative technological channels are additional criteria to comply." Currently, many types of mutual
renewal to another level that is fully digitalized and efficient. This makes it convenient for both the license holders and their respective employers as it reduces the use of paper, working hours and
number of employees. The lease covers the space as necessary for actual utilization and it is located in the same area as the current office, which would be convenient and efficient in terms of management
investment channels will be created to serve the public needs, such as convenient stores, modern trades. The initiatives would help raise public awareness and understanding in savings and investments and
wealth advisory service providers, optimum utilization of technologies and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in
supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first
suspicion that such amount of money belongs to the client; (2) Securities: (a) segregating by depositing with a securities depository center or the Bank of Thailand by clearly indicate that such securities
of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2
of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2