into the case and found that {A} submitted trading orders for EIC securities on the client's behalf, during the period of tender offer launched by such client. In so doing, {A} failed to inform the
wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in
Facebook page “The stock exchange of thailand.” impersonates “The Stock Exchange of Thailand” : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2024)
Facebook Page “The Stock Exchange of Thailand” impersonates “The Stock Exchange of Thailand (SET)” : Unlicensed securities and derivatives business (Disclosure Date : 03/10/2024)
first meeting on 6 November 2019 to consider the Master Blueprint and guidelines for driving forward implementation plans. “The Master Blueprint contains the overview of how the Thai capital market can
Bangkok, October 30, 2015 ? The Thai capital market is making progress toward adoption of the Organisation for Economic Co-operation and Development (OECD)?s revised Principles of Corporate
Australia, Japan, New Zealand and Thailand. As for South Korea, it is in the process of amending the law to support the said issue. In addition, other countries interested in the ARFP project which have
internationally-accepted standards. It is a pleasure that Thai listed companies are the majority recipients of the ASEAN Asset Class Award in ASEAN and that Thailand maintains the No. 1 for the 6th consecutive
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development