confirmation documents to make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
(No.5) The Notification of the Capital Market Supervisory Board No. ThorLorThor. 46/2561 Re: Regulations for Personnel in the Capital Market Business (No. 9) Related Forms Application for
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
(No.5) The Notification of the Capital Market Supervisory Board No. ThorLorThor. 46/2561 Re: Regulations for Personnel in the Capital Market Business (No. 9) Related Forms Application for
business day. (2) Announcement the NAV and investment unit value: (2.1) For mutual fund which investment units are securities listed in the Stock Exchange, the NAV and the investment unit values as of the
Policy for Business Operators Privacy Policy for Trading in Secondary Market Privacy Policy for Internal Administration (website) Complaints and Information Personal data that the SEC Office collects
Protection Board, the Bank of Thailand, the Ministry of Commerce, the Royal Thai Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In
- April, 2015, the SEC has been striving forward the Thai capital market with the emphasis on development in preparation for ever changing global trend and economic environment. This aimed at building trust