maintaining a robust and well-balanced financial reporting ecosystem. More efforts will be given to the development and quality improvement of all parties involved in the preparation of financial reporting. The

structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to whether the CRA can determine a high quality credit rating for the security

has therefore put in place a robust conflict management framework that specifically addresses the need for analyst independence, consistency of process, structural separation of commercial and research

legislation. Rather, they seek to identify objectives and suggest various means for achieving them. The Principles aim to provide a robust but flexible reference for policy makers and market participants to

necessary to put in place an effective handling procedure. Each organization should establish a clear procedure and cyber threat handling guidelines. We hope this drill will be a beginning for capital market

establishing a clear timeframe for improved progress of the cooperation program. In this regard , The Management of SEC Thailand also expressed the good will to pay the courtesy visit to His Excellency Mr. Sou

Mekong Sub-region (GMS) countries, namely, Cambodia, Laos and Myanmar. Under the revised rules, investment diversification will be relaxed while clear and adequate information on GMS instruments must be

principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3

, through effective enforcement, clear and applicable regulations to enhance competitiveness of all sectors.” Furthermore, the SEC chief aims for the regulatory body to create and deliver value propositions

, such as money deposit & withdrawal, money transfer or bill payment; (3) have nationwide networks/branches to reach out investors; (4) have clear and long-term business plan to provide selling agent