(communication security) 7.1 ผู้ประกอบธุรกิจต้องด าเนินการอย่างไร ในกรณีที่มีบุคลากรไม่เพียงพอที่จะแบ่งแยก หน้าที่ความรับผิดชอบระหว่าง network administrator และ computer administrator ได้ ในระยะแรกผู้ประกอบธุรกิจ

operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor

operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor

offence, the SEC Office may issue a written warning to the company against such improper act.   Q: While under business rehabilitation by a plan administrator, is the company required to have an active

offence, the SEC Office may issue a written warning to the company against such improper act.   Q: While under business rehabilitation by a plan administrator, is the company required to have an active

management of the Office. (6) Prescription of rules and practices for recording the rationale to demonstrate that the investment decision of the fund manager has been done appropriately and effectively e.g

management of the Office. (6) Prescription of rules and practices for recording the rationale to demonstrate that the investment decision of the fund manager has been done appropriately and effectively e.g

Securities and Exchange Commission No. Sor Jor. 38/2561 Re: Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator

Fund Manager

Fund Manager