prosecuted under the securities and exchange laws, the laws governing the undertaking of finance, securities and credit foncier businesses, the commercial banking laws, the life insurance laws or any laws
undertaking of finance, securities and credit foncier businesses, securities company under the laws governing securities and exchange, life insurance company under the laws governing life insurance or financial
/2004. (Translation) 2 Clause 2. Any commercial bank under the laws governing commercial banks, finance company under the laws governing the undertaking of finance, securities and credit foncier
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory (Codified KorChor 16/2558)
act.?As the Executive Chairman of Apple Wealth Securities, {A} was involved in the company's misconduct and failed to perform supervisory duties. He approved the opening of trading accounts and the
Securities Companies Please wait... Securities Companies Please enter search criteria. Company Name Please specify company name,then click "Search" button Securities Company Asset Management
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his