SEC has discussed with the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies, and the Investment Analysts Association, to develop a shared approach to revising the
to transfer their money into the bank account of the service provider who also acted as the fund manager. Trading profits and loss were shared proportionately among investors. The fund manager put
through his client?s trading account under an agreement that the generated profits would be shared between the investor contact and the client. Such trading decisions subsequently caused damages to Lat?s
members (consisting of executives and representatives from 38 securities firms) held discussions and shared views regarding operations that may affect trust and confidence in the Thai capital market such as
according to the advice of a member of the group of persons, and shared benefits from the trading incentives with such member. Such acts caused damage to several investors. In this regard, SEC has filed a
parties shared similarility in their names and place of headquarters and also jointly worked on the same project. This counterparty had overdue payments as well as continuous and accumulated losses. In case
shared their views and knowledge on international MD&A standards and practices, as well as case studies. MD&As should reflect the whole business operation, not only the financial statements in particular
Insom and Ms. Maneerat Sriphariwathin, winners of the 1st and 2nd FinTech Challenge, respectively, shared their experience. Ms. Archari Suppiroj, Director of the FinTech Department at the SEC, said
profit: the net profit of the year 2018 is Baht 148.60 million representing an increase of 126.58% of the net profit of the year 2017 of Baht 65.59 million mainly due to the increased from recorded shared
, holding 35.12% of AEONTS’s shares - Major shareholder of ACS Capital General characteristics of transactions: AEONTS established the Shared Service Center for Finance and Accounting functions (“FASSC”) to