SCB ASSET MANAGEMENT COMPANY LIMITED|Specific Fund,Foreign Investment Fund : FIF | Offering Date : 05/02/2015 - 09/02/2015
SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 13/02/2014 - 21/02/2014
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
Bangkok, September 1, 2014 ? The SEC notified Vintage Engineering Plc. (VTE) to rectify its Q2/2014 financial statements due to auditor?s qualified opinion arising from scope restriction. VTE is then
of derivative markets Market structures & practices Conduct of complex products Behavioral finance & investor education 11 The excess implied volatilities could deter the price discovery function
the following orders: rectification of non-compliance operation, restriction of defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc