to restrict its business expansion or cease its operation, or in the process of rectifying its operation by the order of the Capital Market Supervisory Board or the Office under Section 141, Section
operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its operation, or not being ordered by the Securities and Exchange
five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
; Right to erasure: You have the right to request the SEC Office erase your data for certain reasons; Right to restriction of processing: You have the right to restrict the use of your personal data for
are made directly to financial data through means other than application transactions. Systems are not adequately configured or updated to restrict system access to properly authorized and appropriate
. Right to erasure: You have the right to request the SEC Office erase your data for certain reasons. Right to restriction of processing: You have the right to restrict the use of your personal data for
the list of business participants in the Public Empowerment through Capital Market Knowledge Initiative in Q1/2024 SEC collaborates with government agencies to restrict access to unlicensed digital
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
, inappropriateness, or deficiencies in performing the duties. FAs may resort to information from a specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a