and Q1/2014 financial statements respectively due to limitation on their scope of audit/review. Accordingly, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to
, or business operators under the supervision of SEC, to have awareness of operating business with good governance, social and environmental responsibilities and respect for human rights. The priority
information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
.09 percent a ompany was n ny respect. Thus it is no E: Rules on change of Th nected Transa ets, i.e. the shares, is a quire Happy and reduce of Directors revenue to at TV Home e Company, e Shopping 3
Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's
fine paid to the court or as ordered by the Settlement Committee. Vorapol Socatiyanurak, SEC Secretary-General said, ?The bounty and gratuity regulations will support enforcement efficiency, raise
the universe of financial products and services for investors.The regulations will emphasize on information disclosure and appropriate level of investor protection. Foreign companies intend to raise
would show a bigger picture of their contribution, in terms of work time, productivity and otherwise, to their respective work, and whether their multiple employments are likely to raise competition or
region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC
capital market as a significant vehicle in driving the country's infrastructure development as it could provide opportunities for state and private entities to use income-generating projects to raise fund