Examination not required but must complete a full course or a refresher course for renewal of approval. 6 Examination not required but must complete a full course or a refresher course for renewal of approval
selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for Approval
insurance to be a selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 56 − Examination not required but must complete a full course or a refresher course for renewal of
analyst on fundamental factors who obtained an approval by virtue of any qualifications other than No. 46. − Examination not required but must complete a full course or a refresher course for renewal of
line with the ever changing market environment.” Starting from 2022, attending and passing the ESG compulsory training course every two years will be a requirement for renewal of approval for capital
1 - Translation – Bor.Chor.Ngor 0351/2018 September 25, 2018 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn : President The Stock Exchange of Thailand With
investment consultant on general products who obtained an approval by virtue of any qualifications other than No. 5.4 Examination not required but must complete a full course or a refresher course for renewal
the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities https://publish.sec.or.th/nrs/65pe_r.pdf is made by telephone or via electronic