companies? managements arising from lack of efficiency and reliability of AIE internal control system. This subsequently caused AI auditor?s inability to express opinion on 2014 consolidated financial
The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor protection reliability of such business operators. This
financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was thus unable to gather sufficient evidence for such
investors. This single form proposal would facilitate standardized filing of customer profiles and increase investors’ convenience. Based on the previous stakeholders consultation on the governing principles
to mislead the general public about the share price and the trading volume, and lure them to trade such shares. Worathan rendered assistence and convenience to the aforesaid wrongful acts with regard
unit holders.Furthermore, SEC will launch an online submission channel for the convenience of the business providers rather than the usual CD submission, as well as a mean to alleviate burdens and the
cooperative framework that will provide convenience for asset management companies to offer Thai funds overseas in addition to the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds
investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test
to accommodate issuance of appropriate supervisory guidelines. In addition, SEC will officially launch the One-Stop-Service Center on 1 September 2020 to give more convenience for securities and