calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to

สวนที่ 3 หนา 4 หนวย : บาท 3. Large Exposure Risk 3.1 วิธีท่ี 1 (ก) (ข) (ค) (ง) (จ) (ฉ) (ช) รายชื่อหลักทรัพย long short net ฐานในการ (ง) / (จ) คาความเส่ียง คํานวณ(1) (%) หุน A warrant A

inspection cycle result, when considered with the exposure to the capital market, set out the frequencies of inspection on audit firms’ quality control systems as defined by our risk-based approach as follows

PowerPoint Presentation การซกัซอ้มวธิกีารค านวณคา่ความเสีย่ง Large Exposure Risk ฝ่ายนโยบายธรุกจิตวักลาง มถินุายน 2563 Counterparty Risk Large Exposure Risk (LER)* Position Risk Investment Risk

concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the

and environment – under good corporate governance, appropriate risk management and effective cost management. Prioritizing the development of technological solutions with the aim of becoming “Customers

40.32 percent, which was better than the target. Meanwhile, our robust capital position was sufficient to cushion against risk, and greater than the Bank of Thailand’s requirement. As evidenced, the

, resulting in fewer deficiencies detected. There are, however, other areas in which further improvements are warranted such as audit planning and risk assessments, audit procedures in response to fraud risk

, in this inspection cycle, the SEC adjusted the scope and guidelines for planning workpapers inspection according to a holistic risk-based approach by gathering risk information from several sources

DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks