and maintain the audit quality control system to comply with the standards mentioned in 1. Additionally, the audit firm consents for inspectors of the SEC Office to inspect the audit quality when
. During the period that an auditor of the audit firm has been registered with the SEC, I certify that the audit firm will regularly review and maintain the audit quality control system to comply with ISQC1
/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
institutions, involving extensions, postponements, or adjustments to repayment schedules; and (5) a waiver of the obligation to maintain the net debt-to-equity ratio at the end of the 2024 fiscal year
from derivatives trading must also be adopted. Capital Adequacy: Derivatives agents must maintain net capital requirements at the end of each working day not less than 15 million baht as well as not
manipulation onto the overall market. Investor contacts are strongly advised to perform their duties with care and prudence in accordance with the professional ethics and standards of conduct to maintain their
situations and fair treatment to all types of investors. The regulatory review also aims to promote and maintain stability and efficiency in securities trading. The SET will expedite the reviewing process of
auditor rotation, aiming to enable the audit committee to appoint an independent individual to be its auditor and promote the auditors to truly maintain their independence.
less than 279 million baht to maintain its legally required level of capital, to submit by December 11, 2008 documentary evidence of shareholders? unconditional intent to subscribe to its capital
securities firms, they can do so. ?Other securities companies with brokerage services as core business are still able to maintain strong financial positions. Their proprietary investments in the stock