control system for goals and objectives achievement, compliance with applicable laws and regulations, safeguarding of the assets from frauds and damage, and preparing reliable accounts and reports. The
potential shareholding. For Example: Ensuring full and fair information disclosure so that investors have sufficient information for making investment decisions; Enhancing corporate governance of listed
No. 21, six levels higher than No. 27 in the preceding year, and No. 5 within the Asia-Pacific region. Two areas of better performances were (1) Dealing with Construction Permits and (2) Protecting
, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for
funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered
effective system for protecting the client?s asset that are (1) failing to segregate assets under its custody as assets of clients in accordance with the notification and (2) investing assets of clients in
VDO Conference ในการประเมินเพื่อจัดอันดับความยาก-ง่ายในการประกอบธุรกิจของประเทศไทย (Ease of Doing Business) ในเรื่องการคุ้มครองผู้ลงทุนรายย่อย (Protecting Minority Investors) โดยมีผู้แทนสำนักงานศาล
บริหารจากหน่วยงานที่เกี่ยวข้องกับตัวชี้วัดทั้ง 10 ด้าน ร่วมรายงาน โดยตัวชี้วัดด้านการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Shareholder) ซึ่ง ก.ล.ต. มีบทบาทในการชี้แจงและแสดงหลักฐานเชิง
companies.In protecting the best interest of investors, the SEC is proposing to amend such rules to provide a clearer practical guideline for fund management and more room for investors to consider potential
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated