demand the communication with concerned parties and gradually resolve the findings. As such, the SEC will continue to raise the issues recommending the firm to devise additional remediation plan as follows

communicated, aiming to enhance the quality and reliability of listed companies’ financial reports. In December 2015, the SEC and the FAP jointly hosted another seminar to raise awareness on the new auditor’s

INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

for linkage with ASEAN and other markets, to raise international interest in the local market and products, to ensure readiness of investors and stakeholders and to advance regulatory reform in line

enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about

30 September – 6 October 2019 to encourage global regulators to promote financial literacy and investor protection, and to raise awareness of investors around the world. The SEC confirmed

network and to raise the awareness of relevant laws.SEC will consider preparing an operational plan to accommodate the above-mentioned meeting and discussion by July this year

issue size with increase in issuers. In this regard, ThaiBMA is pleased to support the project ?One step beyond with Bond Issue? to encourage companies to raise fund through bond issuance. ThaiBMA board

project helps to raise employers? awareness of PVD as a tool for promoting good financial health for their employees after retirement. Incorporating the I Code into the selection criteria is a  tangible

, New Zealand, South Korea, Japan and Thailand with the objective of providing investors for a wider range of investment products and appropriate protection. It has the capacity to raise potential