. The securities company shall provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging

Institute (FPTI), and (5) Securities and Exchange Commission (SEC) as an academic supporter. The objective of this seminar is to raise awareness of government and private sectors in protecting personal

of 2019 to 2.53% this year. Krungthai Zmico market rank significantly improved to 16th among 38 brokers this year. In addition, Krungthai Zmico had fee and service income increased, with lower fixed

/ outsource Internal audit’s roles Assurance on operational efficiency. Reliability of reporting Compliance with laws and/or regulations Safeguarding of assets / ethical culture Advise on design and

benefits of members, investors or persons involved with the derivatives exchange, and at least one person of which shall be an investor or a person capable of protecting the benefits of investors, and at

1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and

4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in

, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company

รายงานผลการจัดอันดับความยาก-ง่าย ในการประกอบธุรกิจของธนาคารโลก ประจำปี 2563 ด้านการคุ้มครองผูล้งทุนเสียงข้างน้อย (Protecting Minority Investors) เผยแพร่เมื่อวันที ่17 มกราคม 2563 ท่านสามารถ download

เดียวกัน ให้ระบุข้อมูลดังกล่าวไว้ด้วย หลักเกณฑ์การประเมิน Ease of Doing Business : ในหัวข้อ Protecting Minority Investors มีการประเมิน extent of corporate transparency index ซึ่งพิจารณาจากการเปิดเผยข้อมูลใน