Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is
allocation along with the service matching investment objective of each investor. Additionally, the SEC has recently raised the bar by requiring that the said advice and service must be provided by an approved
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
(intermediaries) to support efficient management of operations and risks in line with the changing landscape, business trends, and the Corporate Governance Code (CG Code) while protecting the interest of the
10,200/AdjRW - Service Revenues of a subsidiary (AMARC) for 2ndquarter and 6-month period totaling of Baht 36.7 and Baht 74.1 million have raised at 2.5% and 8.7% growth over same period of last year
process takes into consideration the environment and the difficulties and obstacles in business operation raised by the business operators, resulting in the proposed revision of the rules, such as : ( 1
protecting long-term shareholder value. Nonetheless, it is clear that ESG engagement is more an art than a science. We hope this collection of experiences provides some guidance and helps inform your own
equipped with knowledge and capability in trading futures contracts and protecting their own interest. Notification of the Securities and Exchange Commission No. KorThor. 3/2551 Re: Additional Determination
capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders