specific goods, services, or other rights under an agreement between the issuer and the holder. iii) To enhance the effectiveness of supervision, the Securities and Exchange Commission (“the SEC”) is
quorum requirement. This will, in turn, allow business operations to resume, thus reducing negative impact on its creditors and shareholders alike, she said. Previously, IFEC maintained that certain
(Unofficial Translation)* Derivatives Act (No. 2) B.E. 2551 _________________ BHBHUMIBOL ADULYADEJ, REX., Given on the day of 19th February B.E. 2551 Being the 63rd Year of the Present Reign. His
(2003) which contains certain provisions in relation to the restriction of rights and liberty of persons which Section 29, in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43
institutional and high net worth investors and an offering to a limited number of specific investors are more relaxed than those governing a general public offering.? However, recently there have been some cases
Funds: Trick or Treat,? said that trigger fund has recently become a popular kind of mutual funds among Thai investors because it advertises high returns within specific timeframes. However, there are
by specific law.Public sector organizations must comply with the criteria and disclose information in the same manner as private issuers where filing of an application for offering approval is required
the Derivatives Act B.E. 2546 (2003) and Section 8(1) and Section 76 of the Trust for Transactions in Capital Market Act B.E. 2550 (2007) which contain certain provision in relation to the restriction
, sustainability and sustainability-linked bond issue; and/or the underlying assets (in the case of specific Use of Proceeds bonds) and/or procedures. They are broadly grouped into the following types, with some
Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 119(6) of the Securities and Exchange Act B.E. 2535 (1992), which contains certain