-term savings for post-retirement as Thailand has entered the state of aging society. Our cooperation to synergize our resources for disseminating investment knowledge to the Thai public across all
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
, the suspension thus ends concurrently. In this regard, the SEC will not accept her future application for approval as capital market business personnel, starting from 31 March 2021 until the original
Connector and therefore tightened the relationship with our neighboring countries, aiming to grow together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding
GMS Connector and therefore tightened the relationship with our neighboring countries, aiming to grow together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of
digital asset ecosystem. Furthermore, standard training courses will be promoted to ensure that personnel in the digital asset industry will have sufficient knowledge and competency for providing services
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
(Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed
/ Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval & Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered
investment, and the International Affairs Blueprint regarding establishment of the proactive role of Thailand as a major player in the global arena and a promoter of international cooperation. The hosting