time with high trading volumes. {A} admitted that the client allowed her to make trading decision under the pre-determined value. After trading, she notified her client via recording telephone.The client

decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

various false claims regarding digital asset investment. Meanwhile, SEC has published the list of digital asset intermediaries allowed to continue their business operation on the condition to apply for a

royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions. SEC is in

SHARE : SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions Wednesday 15 August 2018 | No. 89 / 2018 Bangkok, 15 August 2018 - SEC has

Miss Pilaipit Asawasuwan Miss Pilaipit Asawasuwan allowed Mr. Atthavut Skonthawat and Mrs. Sujeera Skonthawat to use her 3 securities trading account including her bank account related to stock price

Mr. Apichart Jarutangtrong During 22 December 2016 to 24 February 2017, Mr. Apichart Jarutangtrong allowed Mr. Teeradej Jarutangtrong, who knew or possessed inside information related to Phol Dhanya

IEC and arranged or allowed preparation of the company's accounting records to be inaccurate and inconsistent with the facts to deceive other persons. Mr. Bhusana committed a fraud by

, causing damage to IEC and arranged or allowed preparation of the company's accounting records to be inaccurate and inconsistent with the facts to deceive other persons. Mr. Bhusana committed a fraud by