investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
performing transactions related to digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1 ... >> > < 1 ... >> > Previous
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by
providing trading service for units of foreign collective investment scheme, securities company shall comply with the following requirements: (1) accepting trading order during business hours and on business
investment advice and providing service relating to trading investment units, mutatis mutandis, unless there is any provision in this Notification especially. Clause 7 Prior to accepting to be an agent for
pays the application fee and submits the payment evidence to the SEC Office. The SEC Office thus issues a letter accepting Form 61-1F into the process of granting approval. 1 day Accounting Supervision