terms imposed by the Civil Penalty Committee. When the alleged offender has paid for the fine penalty in full according to such agreement, the right to institute the civil proceeding and criminal
highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for
to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was subject to a criminal fine penalty. Given that the benefit he had received was lower than the minimum fine of
imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings. ________________________
Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) may be subject to legal action under such relevant laws, with both imprisonment and fine penalty. In case of an act liable to violation of
Period As Of Details FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED 2023 Reviewed Company Q1 31/03/2023 FINE METAL
each. The acceptance of the fine penalty by most of the offenders will be used to furtherance the merit of the SEC?s criminal complaint against Siwasit, Noppawan and Viroj. In addition, Kornyachath?s
such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a
center, organization related to securities business or information relating to any violation and penalty imposed on the violators, including any other information obtained in the performance of duties
relating to any violation and penalty imposed on the violators, including any other information obtained in the performance of duties under this Act. SECTION 25. The initial capital of the SEC Office shall