SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For
Profession to be in line with International Standards Auditor Supervision Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More Information ContactUs Audit Oversight
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC focuses on both the development of the digital asset market and the supervision of digital asset business operators. We consider the
investors' acknowledgement. Fundraising Market Professionals Financial Reporting and Audit Oversight Supporting Accounting Profession to be in line with International Standards Auditor Supervision Monitoring
financial reporting system and promote sustainable growth of the capital market. Regarding the supervision of audit quality, the SEC found that the inspection results of audit firms’ quality control system
/Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Investment Consultant Fund
/Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Investment Consultant Fund
Singapore in this area due to the SEC’s independent oversight system and robust supervision of audit quality assurance on par with international standards. The SEC also completed its assessments on quality