long term for the benefit of beneficiaries or clients. The over-arching obligation of every investment institution is to promote and safeguard the interests of beneficiaries or clients. This is often
corporate social responsibility. The implementation is categorized accordingly: ë Risk Management To safeguard the Thai capital market against adverse impacts of market incidents or risks pertinent to market
stakeholders. Implementation in each area is as follows: Risk Management To safeguard against adverse impacts of market incidents or risks pertinent to market viability, the SEC Board laid out a policy and
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Annual Report 2004 S h a p i n g t h e T h ai C a p i t a l M a r k e t A n n u a l R e p o r t 2 0 0 4 S E C U R I T I E S A N D E X C H A N G E C O M M I S S I O N , T H A I L A N D This year’s annual report features Benjarong ceramics. Benjarong, meaning five colours, gained popularity in the royal court and the high society of Siam in the late Ayudhya period (A.D. 1350 - 1767). But it was during the early Rattanakosin period (A.D. 1782 - present), in the reigns of King Rama II and King Rama...
also return the deposit of the original project in the amount up to 2.9 million baht. Accordingly, the entire investment amount will not exceed 444.70 million baht. Due to the significance of such
receiving money from the original shareholders of Eastern Cuisine under a sale back agreement which guarantees the operating results; the risk of lack of expertise in the restaurant business; the risk of
expiry of safeguard on alloy steel, and strengthening of Thai Baht, and the current out break of COVID-19 has led to continuous decline in domestic steel prices from second quarter of 2019 and impacted the
total revenue from the other clients thereof. 7. Safeguards against independence impairment of the partners in the Audit Firm Please explain the safeguard against independence impairment of the partners