effective protection against retaliation for employees who report problems and abuses. To preserve and promote reputational goodwill, board members (and policy-makers) should not only take into account the
Office, and the Bank of Thailand, for the purposes of supervising and examining the financial status and risks of members. 8 Clause 19 To preserve the public interest and to protect investors, a securities
capital market and the execution of transactions related to the capital market are efficient, transparent and protect investors’ interest, and to accommodate changes in the capital market and the
to the company or any of its subsidiaries; c) receives or has received additional remuneration from the company apart from a director’s fee, participates in the company’s share option plan or a
Nowadays, private fund operators are required to separate investors’ assets from the companies and there are measures to protect investors’ assets for other benefits. Private fund operators also
+ Exposure P ri c e Underlying stock price Option position Stock position Gamma Risk • In case of a European call option, a hedge portfolio is constructed by establishing a long position in the option and a
basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement
than seven (7) days prior to the date of the meeting. Where it is necessary or urgent to preserve the Company’s rights and benefits, a meeting may be called by other methods and an earlier meeting date
proceed to fix the tender offer price for all such securities as provided under the Securities Act and the Tor Chor. 12/2554 Notification. In this regard, to protect the rights of the shareholders and to