Arthur Robbirt, a British citizen, on account of jointly operating securities business without license.The SEC has been informed by foreign investors residing in Thailand that Global Consultant ? located
amend its rules to be more flexible without too high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of
amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed
response but Binance failed to submit a response within the specified time. The aforementioned activities of Binance is liable to operating digital asset business in the category of digital asset exchange
Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses without license. There is evidence of their illegal activities, such as records of investment advice rendering to clients, records of clients’ trading executions, details of clients’ trading transactions, name and contact address of clients in Thailand, records of their meeting with clients, lists of...
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
Microsoft Word - ELCID Encl. 3_GJS - IM for RPT (EN) v 9 (03082017) clean Enclosure 3 1 INFORMATION MEMORANDUM ON THE CONNECTED TRANSACTION OF G J STEEL PUBLIC COMPANY LIMITED (Additions) (Amendments
Microsoft Word - ELCID Encl. 3_GJS - IM for RPT (TH) v 13 (03082017) clean สิงทีส่งมาด้วย 3 1 สารสนเทศเกียวกับรายการทีเกียวโยงกันของบริษัท จี เจ สตีล จาํกัด (มหาชน) (เพิมเตมิ) (แก้ไข) 14 กรกฎาคม 2560
Microsoft Word - 60-12-20 ELCID-NMG-18-12-2017-TH-final(clean) (2) เร่ือง เรียน ส่ิงท่ีส่งม ท่ี 11/256 เพื่อปรับ ของอุตส บริษทัฯ ท (contents ประกอบ ประกอบ ละ 90 ขอ ยอ่ยซ่ึงเป็ ทั้งส้ิน 14 โดย
Microsoft Word - สซ 4_2561_บ๋ายà¸⁄าฎ revised (clean) (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English