trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
Compliance, Inspections, and Examinations (OCIE) to share their experience with more than 200 capital market personnel from the SEC, the Stock Exchange of Thailand and securities companies on programmatic and
center for SMEs about fundraising through capital market. This microsite will share knowledge about various channels of fundraising for SMEs as well as provide tools to help SME entrepreneurs find an
SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms
share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
The live webinar features special lectures and CEO panel discussion to share views and experiences on business management in compliance with respect for human rights principles. The seminar agenda
และการแลกเปลี่ยนความคิดเห็นในหัวข้อ “Share Pledging and Asset Prices Evidence from the Thai Stock Market”Research Direction: “Expected Bond Liquidity on Thailand Bond Market”การนำเสนอผลงานวิจัยและการแลก
Thailand’s Capital Market as a Driver of Economic Growth.” Professor Wisit Wisitsora-at, Chairman of the SEC Board, welcomed attendees and outlined the objectives of the event, while Professor Pornanong