SCB ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 31/05/2011 - 07/06/2011
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 09/05/2013 - 21/05/2013
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 22/10/2015 | Close Selling Date : 30/10/2015
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED| | Offering Date : 22/09/2006 - 02/10/2006
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
: “As the financial services sector evolves at an unprecedented pace, it is key for regulatory bodies to maintain a constant stream of knowledge exchange to stay abreast of innovation in the sector
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall