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SEC revokes approval for an investment consultant for 10 years due to misappropriation of client’s money

In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8117

SEC is ready to receive applications for “SSF listed securities”, IPOs slated for 1 April 2020

for sale from 1 April 2020.SEC Secretary-General Ruenvadee Suwanmongkol said that “the SEC held a meeting with asset management companies and the AIMC to explain details and answer relevant questions

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8685

SEC relaxes suitability test rule for institutional clients for registered derivatives business operators

Bangkok, February 10, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved an exemption of requirement to conduct suitability test for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5269

SEC extends fee deduction timeframe for the filing of registration statements and annual registration statements for companies disclosing greenhouse gas emission data for another three years

According to the Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10549

Financial Statement - EFORL : E FOR L AIM PUBLIC COMPANY LIMITED

E FOR L AIM PUBLIC COMPANY LIMITED | Q1/2011