on an ongoing basis or what process taken to reduce that risk. 9 How is client continuance dealt with in the cases of proposed or ongoing litigation? 10 Has the firm been in any tender process
Institutional Investor to ensure that investments are managed in the best interest of clients, that conflicts of interest are prevented, identified, minimized and properly managed, and that the interests of
providers or overseas funds transfer service providers within the same day on which the funds are received, banks are required to start safekeeping such advance money within the end of the day that the money
directors consisting of 3 independent directors according to the regulations of SET which will take effect after Completion the Company’s newly issued ordinary shares to CRSB is completed. In the event that
memorandum and other documentation sent to shareholders of the Company is correct, complete, does not contain any false statement, concealment of material facts that are needed to be disclosed, nor statement
structure through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined”. (จาก G20/OECD Principles of Corporate Governance, 2015
independent directors according to the regulations of SET which will take effect after Completion the Company’s newly issued ordinary shares to CRSB is completed. In the event that shares acquis cancelled, the
the firm assures that all staff has sufficient accounting and auditing knowledge enough to perform their audit work? 12 Does the firm conduct significant amount of in house training? 13 Does the firm
management team being present. 5. Review the disclosure of the Company in case where there is any connected transaction that may lead to conflict of interest so as to ensure the reasonable transaction and