สิ่งที่ส่งมาด้วย 3_ตัวอย่างแบบฟอร์มการประเมินความรู้ความสามารถในการลงทุน (knowledge assessment) สำหรับการลงทุนในผลิตภัณฑ์ในตลาดทุนที่มีความเสี่ยงสูงหรือมีความซับซ้อน
Control Board (NCB), etc. In the case where no wrongdoing is detected, the SEC Office will not store such data; Data for authentication from the Department of Administrative Affairs which will be stored in
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to undertake in a different manner from
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
(UNOFFICIAL TRANSLATION) Qualifications of Applicants for Approval of Investment Analyst on Technical Factors No. Work Experience/ Relevant Knowledge Qualifications Work Experience Related to
Ladkrabang), (7) the ASEAN Chief Information Officer Association (ACIOA), (8) the Thailand Information Security Association (TISA), and (9) the Information Systems Audit and Control Association – Bangkok
of delivering quality papers in the long run. Moreover, there must be a quality control process before releasing, while analysts must be IAA members in order to catch up with updated knowledge
environment, and excellent control in management of invested businesses. The use of the I Code principle is also another qualifying criterion for the most excellent provident fund award.”Criteria include
select the provident fund with good management, which will be qualified by various factors, including good governance in investment, the standard of control and management of investment, the roles of