notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
indicating a lack of professional ethics or standards in performing as financial advisor or advisor in any other fields which requires similar skill, knowledge and accountability of financial advisor, or
outsourcing thereof. Clause 13 An intermediary shall employ personnel in capital market business in sufficient amount for undertaking its business, with the knowledge, skill and expertise necessary for
. A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related
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Company Limited ("IFEC"), acquired the knowledge from the Board of Directors Meetings No. 11/2016, held on 1 November 2016, that IFEC faced a problem with insufficient cash flow to pay off its
to enhance the public’s capital market investment knowledge and digital financial literacy, while ensuring investor protection. These efforts aim to build financial resilience and financial well-being
financial planning and saving while listed company executives will share their knowledge and experience as well as provide opportunities for study programs and internships.Lt.Gen. Yosanant Raicharoen
market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in
ที่ออกเสนอขายโทเคนดิจิทัล https://www.sec.or.th/TH/Pages/MARKETDATA/ICO-TOKEN-DIGITAL.aspx Thai Knowledge for Capital Market - Digital Thai Knowledge for Capital Market - Digital การใช้คุกกี้ ก.ล.ต