management regarding the reasonableness of irregular transactions. The internal audit unit should also support the audit committee’s work to enhance effectiveness. In addition, an adequate and appropriate
According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and
experience. These initiatives run on a regular basis with a wide range of topics discussed including investor rights, product characteristics and investment risk of various kinds. These efforts are expected to
Investment Schemes (ASEAN CIS) for retail investors in Thailand, widening the range of investment product choices. Creation of Baht-denominated bonds for a Laos public company, mobilizing up to 6,500 million
segments while leverage synergies from acquisition. With CSL combined, in 2018, service revenue (excluding IC), is expected to grow in a range of 7-8%, 2% of which is from full consolidation of CSL. Through
evaluated on a quarterly basis. 1.3 Crisis and Emergency Risks: Internal contingency plans were designed to cope with crises and emergencies such as natural disasters and any irregular incidents that may
distributed to Shareholders. As the outbreak of the Coronavirus Disease 2019 (“COVID-19”) in Thailand which is rapidly spread and could cover wider range. In this regard, the government has announced a state of
.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring
addition, trigger fund fees are higher than those of general funds and the total expense ratio (TER) is in the range of 1.12 ? 4.5 percent or a 2.8 percent average compared to 1.8 percent in general equity
Financial Services Limited Hong Kong, which specialized in a diverse range of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shienghai and Bangkok.In both