สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ Hong Kong Investment Funds Association (HKIFA) หรือ สมาคมบริษัทจัดการลงทุนฮ่องกง จัดงาน Hong Kong – Thailand Business Matching

year’s campaign will be launched under the theme, “Investment Literacy for New Gen” to uplift the importance of money management skills and investment skills as a New Gen life’s skill and to raise

List of approved investment analysts / investment consultants

names of foreign personnel of foreign business operators, allowing a more flexible timeframe from one business day in advance to within seven business days from the day investment information or advice

Type of securities : Common share | Effective Date : 13/11/2015 | Close Selling Date : 25/11/2015

  Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She

Bangkok, June 2, 2015 - The SEC revoked an approval of  {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was

and/or digital tokens of which are liable to be approved by SEC. Therefore, investors are advised to be skeptical if being solicited to invest with DB Hold. SEC has notified DB Hold to cease any

supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for investment with the company. In any case, investors can check the list of securities

Bangkok, October 6, 2014 ? The SEC revoked approval of  2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset