reconciliation and balance for the protection of unitholder’s interest. Page 11 of 32 (Unofficial Translation) Guidelines 1. There should be a procedure for dividend payment including review of the number of
proceedings and enforcement steps in such case are subject to the Civil Procedure Code. In this regard, the civil penalty and the compensation at an equal amount to the benefit received or should have been
agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more, according
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time
) determining an operational procedure for preventing conflicts of interest or access to inside information between work units and personnel of the intermediary; (2) supervising relevant personnel to comply with
interest to REIT, REIT manager shall identify measures to prevent conflict of interest, and explain whether REIT manager has implemented such procedure and how; (5) in the case where REIT invests in a real
paragraph shall not be applicable if it is likely to cause serious to public interest. 1 Amended by the Notification of the Securities and Exchange Commission No. KorKhor. 2/2554 Re: Administrative Procedure
to SGAH at the total amount of USD 40 million or equivalent to approximately Baht 1,311 million, with the interest rate of 10.00% per annum for a period of 3 years ((1) and (2) collectively referred to