must not have behavior showing any objectives to engage in investment advisor business and must be registered with SEC. Even though the investment planners are waived in this matter, they are required
matter. Meanwhile, the SEC is also proposing an amendment to the rule on determination of the beginning and end dates for reporting changes in securities holding of directors, executives and auditors of
must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
SEC later conducted a public hearing to gather views and suggestions on the matter from stakeholders during February – March 2023. The finalized amendment to the equity allocation regulations* has
the amount of 973,241,553 shares at the price of 0.0001 baht per share, totaling 97,324 baht, so that the group of such persons’ shareholding proportion would be 30 percent. Since the said matter may
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and
business licensees would be prohibited from providing services related to privacy coins to prevent misuse of digital assets as a tool for committing a crime. After conducting a public hearing on the matter
Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public. In this regard, SEC has drafted the SEC’s
matter via SEC Facebook Page on 24 March 2021, 2pm – 4pm. __________________________