advance. Clause 9. In purchasing investment units under clause 8(3), mutual fund management company shall operate with prudence and fairness to unitholders. Mutual fund management company shall sell
prudence and fairness to unitholders. Mutual fund management company shall sell investment units which obtained as specified in clause 8(3) at the first opportunity in consideration of the benefit of other
-trade Risk Management (PTRM):บริษัทสมาชิกต้องมีระบบ ตรวจสอบค าสัง่ซื้อขายของลูกค้าก่อนส่งเข้าระบบซื้อขาย • Surveillance system: เพ่ิมการตรวจจับค าสัง่ประเภท spoofing Market Manipulation Market Integrity
Information ● Supervision of Professionals Who Provide Information for Investors ● Development of Laws or System to Enhance Investorûs Rights 41 GOAL 3 Promote Integrity of the Market, Intermediaries, and All
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
assets in accordance with the principle of fairness and consistency for all funds under its supervision, as specified by the rules and procedures of the Association upon the approval of the Office; (h
accordance with the principle of fairness and consistency for all funds under its supervision, as specified by the rules and procedures of the Association upon the approval of the Office; (h) Systems for
standards of conduct: (1) perform duties with integrity and honesty; (2) perform duties by using knowledge and expertise as professional and treat all investors with fairness, care, prudence and in the best
accordance with the following standards of conduct: (1) perform duties with integrity and honesty; (2) perform duties by using knowledge and expertise as professional and treat all investors with fairness