First application. For inquiries or submission of tips related to suspicious acts, please contact the SEC Public Service Center at Hotline 1207 for further in-depth investigation
checked at the “investor alert” link https://market.sec.or.th/public/idisc/th/investorAlert Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook
illegal Q: Does whistleblower protection measures cover auditor? A: Yes. Q: Is the requirement for auditor to report suspicious circumstance of the management's misconducts considered as responsibilities
The SEC is also working with the DSI in accordance with the bilateral Memorandum of Understanding for Cooperation to investigate EARTH’s suspicious acquisition of the legal rights over coal mines in
, regular review of documents received from the intermediaries could help to spot any possible irregularities early. In case of any suspicious incident, investors should contact the compliance unit so that
accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious
IFEC and its subsidiaries.The SEC is also suspicious of an IFEC creditor that has filed a business rehabilitation plan with the Central Bankruptcy Court and has asked for Mr. Suphanan to be a temporary
verify whether solicitors have been approved by the Minister of Finance or the SEC. In case of suspicious, unlicensed securities business operation, please call SEC Hotline 1207 for further inspection
and analyze irregularities related to suspicious transactions. SEC Secretary-General Ruenvadee Suwanmongkol said: “This is the first time that SEC has laid out a capital market digital strategic plan
disclose the order via the SEC website. From time to time where the SEC finds suspicious transactions in the course of its review on the financial statements, or any cases where the benefit of the securities