all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market
work systems. For example, the systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and
(“DA operators”). This is to accommodate the clients with information necessary for their service decision-making which includes potential risks relating to DA operators’ asset keeping and use of third
strategic plan (2017-2019), which focuses on driving the Thai capital market competitiveness with financial technology. The plan aims to promote stakeholder inclusiveness, sustainability, good governance as
process. At this webinar, experts from PRI as well as global market practitioners, who are PRI signatories, shared their knowledge, experiences and perspectives on responsible investment with over 300
corporate governance practices in line with international standards. We are truly delighted that Thai listed companies continue to progress in their practice, making Thailand the country with the most
SEC Thailand , said: “FinTech and sustainable finance are key areas emphasized by SEC Thailand. We strongly believe that the new MoU with the UK Government will support the enhancement of the financial
approved ICO issuers nor ICO portals recognized by SEC at this moment. Once there exists an ICO issuer or ICO portal fully complied with the regulations, SEC will publish such information on the SEC website
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
structure that enables effective oversight and management of risks as well as more efficient systems and mechanisms to control their business management and operations. Consequently, it is expected that DA