2, the SEC shall recommend the Minister to issue securities business license within ninety days from the date on which the SEC Office receives complete application and supplementary documents. The
management companies on one trading platform (Fund Supermart) and investment strategists to recommend mutual fund investment and portfolio design that is suitable for investor risk profiles, taking into
) Environment 4) Anti-corruption 5) Consumer interest 6) Science and technology More than 30 OECD members and 9 non-members recommend using the guidelines. ISO 26000 - Social responsibility ISO
) Environment 4) Anti-corruption 5) Consumer interest 6) Science and technology More than 30 OECD members and 9 non-members recommend using the guidelines. ISO 26000 - Social responsibility ISO
engagement risks, and ineffective participation from those involved in the financial reporting process. To mitigate these shortcomings, the SEC has initiated and participated in several ongoing seminars and
business of the Company. 4. Consider, select and nominate the Company’s external auditor and recommend its remuneration. The Committee shall meet privately with the external auditor once a year, without the
green asset for the ASEAN region, and shall not be used for fossil fuel power generation projects The ICMA’s Green Bond Principles (GBP) are voluntary process guidelines that recommend transparency and
of the internal audit function has to be reviewed for independence and approved by the audit committee. (5) Review, select, and recommend to the board for nomination and shareholder approval an
and where the audit firms were ineffective in monitoring their staff’s compliance with the ethical requirements. 5. Engagement performance In the SEC’s firm-level reviews of audit firm’s compliance with
as voluntary process guidelines intended for broad use by the market. The GBP recommend transparency and disclosure, and promote integrity in the development of the green bond market. The ASEAN GBS