inspection also indicated deficiencies of AEC?s core work systems in three areas as summarized below: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their
derivatives position, the amount of the initial margin and maintenance margin for such position by contract shall be indicated; (2) The market price of derivatives contract at the end of business day; (3) The
. 2530, and became effective on 8th December B.E. 2530. 3 indicated amendment by the Provident Fund Act (No.3), B.E.2550 2 “employer” means a person who agrees to recruit the employee to work by paying
use. **Published in the Government Gazette, Volume 104 (Special Issue), Part 254, dated 7th December B.E. 2530, and became effective on 8th December B.E. 2530. 3 indicated amendment by the Provident
the public. A listed company must use proceeds from the approved offering of shares in accordance with the objectives of the capital increase indicated in the notice calling shareholders' meeting. A
/ source of indicating the number of offers more than five per cent and the indicated price is low Not necessary detail of the securities, such as type, duration, number, price name of all directors
under another’s user ID. Such access allows users to execute jobs and processes with elevated privileges. Application Controls • Application controls refer to controls over the processing of transactions
any derivatives position, the amount of the initial margin or the maintenance margin for such position by contract shall be indicated; (2) the market price of derivatives contract at the market closing
any derivatives position, the amount of the initial margin or the maintenance margin for such position by contract shall be indicated; (2)3 the market price of derivatives contract at the market closing
any derivatives position, the amount of the initial margin or the maintenance margin for such position by contract shall be indicated; (2)3 the market price of derivatives contract at the market closing