companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities
Securities Business in the Category of Venture Capital Management B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act
) Ministerial Regulation No. 14 (B.E. 2541) issued under the Securities and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management
: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the
Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the Securities and Exchange Commission No. KorNor. 26/2545 Re: Determination of Paid-Up
Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management Report/Form (Notification of Securities and Exchange Commission) Documents for the Application
with derivatives business operator in the category of derivatives dealer shall not be deemed as derivatives business operator in the category of derivatives dealer. Clause 3. This Notification shall come