reference. Notification of the Securities and Exchange Commission No. Kor Thor. 8/2549 Re: Preparation and Disclosure of Financial Statements of Derivatives Business Operators By virtue of Section 9 and
million loss in Q2/2011. Miss Vorapin gained such material non-public information by virtue of her position as a chief finance officer of TUCC. The Criminal Court sentenced the accused to pay a fine of Baht
43.99 million which resulted in TUCC’s Baht 104.86 million loss in Q2/2011. Mr. Yongyuth also gained the benefit from his suggestion. He gained such material non-public information by virtue of his
material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with SCCC. This case is in the process of inquiry by the special case inquiry
Lohtong Holding Co., Ltd.'s trading account to purchase 1,479,700 SPORT shares by utilizing non-public information he accessed by virtue of his positions. Such information was the Q3/2015 operating
/2012. Mrs. Pantipa gained such material non-public information by virtue of her position as a financial controller of IT. SEC Act S.241 Settlement Committee Meeting No. 3/2015 Settlement Committee
million baht in comparison with the net loss of 30.80 million baht in the previous quarter. Mr. Paiboon used such material non-public information to gain unfair benefits over other persons by virtue of his
virtue of his position as a Chief Executive Officer of ESTAR. SEC Act S.241 Settlement Committee Meeting No. 8/2015 Settlement Committee Order No. 63/2015 Dated 17/09/2015