Deputy Secretary-General said, ?At present, Thailand audit oversight has been developed and recognized at international level. The SEC has placed high emphasis on uplifting quality of audit work and
having medium to high risk level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk
who is able to provide consultation to investors on capital market products not having complex characteristics as well as the product having high-risk or complex characteristics.
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
, possess wealth that meets the criteria, and are able to accept high risk associated with the trading situation of SMEs and startups. The governing rules and regulations are expected to take effect within
holdings—most of which are high-quality—at lower than fair value prices, impacting the funds’ value. This rapid decrease in the funds’ value might lead to further sell of other mutual funds and result in
% - 15% 15% - 25% > 25% !!#: 'R" Rก[[ ̂^ ^ก"(_ก " (SD) #$Rกก"[_ ! 5 $ 2 /6=กก ก0=ก5? M1:ก5/ 9 S (High Issuer Concentration Risk) ก" ก"%Rก# ̂ก#"J"" 5H /1 ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80
ratio was also close to the target of 42.31 percent. At the same time, our robust capital position was sufficient to cushion against risk, and greater than the Bank of Thailand’s requirement. As evidenced
ตำแหน่งความเสี่ยงของกองทนุรวม 4 ปัจจัยความเสี่ยงที่สำคัญ ความเสี่ยงจากความผันผวนของราคาหลักทรัพย์ (Market Risk) ความเสี่ยงจากการลงทุนกระจุกตัว (High Concentration Risk) ความเสี่ยงจากการเปลี่ยนแปลงของอัตรา