the preparation of projects for innovation testing and development would be amended to allow entrepreneurs with useful innovations to provide their products or services to customers under certain
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in
} did not record a number of client's securities trading orders. Certain records found in the course of inspection indicated that he prepared the securities trading report for the client by using trading
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
in Happy Products and Service Co., Ltd., which the highest transaction value equals to 0.41 percent based on the total value of consideration criterion and the 3-month interim consolidated financial
gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project with the industry alliance to promote sufficient savings for post
cover certain transactions that must be undertaken in accordance with the Bank of Thailand’s additional guidelines, including assistance measures for borrowers affected by the COVID-19 pandemic. Work
”) of Jasmine Broadband Internet Infrastruct ure Fund (the “JASIF”) to certain investors. The Company has entered into an agreement to sell 540,000,000 Units on 15 May 2018, subject to certain condit ions
in the Thai capital market under certain limitations and clearly defined conditions. In this regard, the SEC Board would have the power to exempt businesses with certain characteristics from being